pp. 46 - 51/54 -
57 (9)
Background to the Emergence of Civilization in India
In its size and
diversity, India seems more like a continent than a single country. That diversity begins
with the geographical environment. The Indian subcontinent, shaped like a spade hanging
from the southern ridge of Asia, is composed of a number of core regions. In the far north
are the Himalayan and Karakoram mountain ranges. They were formed millions of years ago
when the Indian tectonic plate drifted across the Indian Ocean from Africa and collided
with the southern edge of the Asian continent. The ensuing collision lifted the southern
edge of Asia into what is today the highest mountain range in the world.
Directly to the
south of the Himalayas and the Karakoram range is the rich valley of the Ganges, India's
"holy river," and one of the core regions of Indian culture. To the west is
the Indus River valley. Today the latter is a relatively arid plateau that forms the
backbone of the modern state of Pakistan, but in ancient times it enjoyed a more
balanced climate and served as the cradle of Indian civilization.
Harappan
Civilization: A Fascinating Enigma
In the 1920s,
archaeologists discovered the existence of agricultural settlements dating back well over
six thousand years in the lower reaches of the Indus River valley in modern-day Pakistan.
Those small mudbrick villages eventually gave rise to the sophisticated human communities
that historians call Harappan civilization. Although today the area is relatively arid,
during the third and fourth millennia B.C.E., it evidently received much more abundant
rainfall, and the valleys of the Indus River and its tributaries supported a thriving
civilization that extended a distance of several hundred miles from the Himalayas to
Gujarat, on the coast of the Indian Ocean. More than seventy sites have been unearthed
since the area was first discovered in the 1850s, but the main sites are at the two major
cities, Harappa in the Punjab and Mohenjo-Daro, nearly four hundred miles to the south
near the mouth of the Indus River.
The origin of the Harappans is still debated, but some scholars
have suggested on the basis of ethnographic and linguistic analysis that their language
and physical characteristics were similar to those of the Dravidian peoples who live in
the Deccan Plateau today. If that is so, Harappa is not simply a dead civilization, whose
culture and peoples have disappeared into the sands of history, but a part of the living
culture of the Indian subcontinent, as much a part of modern India as the much better
known Aryan culture brought later from Central Asia.
Political and Social Structures
In several
respects, Harappan civilization closely resembled the cultures of Mesopotamia and the Nile
valley. Like them, it was an urban culture. The center of power was the capital city of
Harappa, which was surrounded by a brick wall over forty feet thick at its base and more
than three and one-half miles in circumference. Within the wall was a citadel fifty feet
high; it enclosed both a residence for the royal family and its retainers and a temple for
communication with supernatural forces. The city was laid out on an essentially
rectangular grid, and the main streets, some as wide as thirty feet, divided the city into
a number of separate residential areas, each surrounded by a wall. At its height, the city
may have had as many as 35,000 inhabitants.
If, as many historians believe, the development of organized
government is associated with the appearance in a given
area of settled populations devoted to agricultural or commercial pursuits, then
government first emerged in India with the rise of Harappan civilization in the third or
early fourth millennium B.C.E. Unfortunately, historians know relatively little about the
organization of the Harappan state because the script in use at that time has not yet been
deciphered. Archaeological evidence, however, suggests that Harappa was a centralized
monarchy based on a ruling elite similar in many respects to the cultures that emerged at
approximately the same time in Mesopotamia and Egypt. Many aspects of Harappan culture
exhibit both a remarkable uniformity and a static quality: the regular layout of the
streets (some of which remained in almost exactly the same place for over a thousand
years), the strict uniformity of weights and measures, and the unvarying size of the
bricks used in house construction. Even the written language shows little sign of change
in contrast to Mesopotamia, where the script evolved over time from a strictly
pictographic to a more stylized pattern.
As in Egypt and Mesopotamia, the ruling monarchy apparently had a
theocratic base. Certainly, religion and state power were closely linked, as evidenced by
the juxtaposition of the royal residence and the holy temple in the citadel at Harappa.
There are clear signs that religious belief had advanced beyond the stage of spirit
worship to belief in a single god or goddess of fertility. Presumably, priests at court
prayed to this deity to maintain the fertility of the soil and guarantee the annual
harvest. At Mohenjo-Daro archaeologists have found an oblong bathing pool, surrounded by a
cloister, that was apparently used for purification ceremonies like the tank in a modern
Hindu temple.
Harappa also developed an extensive trading network that extended
to Sumer and other civilizations to the
Harappan Culture
Archaeological
remains indicate that the Indus valley peoples possessed a culture as sophisticated as
that of the Sumerians to the west, although the level of achievement varied considerably
in different areas of creativity. Harappan architecture, for example, was purely
functional and shows little artistic sensitivity. Most buildings were constructed of
kiln-dried mudbricks and were square in shape, reflecting the grid pattern that formed the
basis of both major cities. The aesthetic quality of the temples and the royal palace in
the citadel probably received greater attention, but unfortunately little survives
today.
Whatever the Harappan peoples lacked in architectural refinement,
they made up for in pottery and sculpture. In its aesthetic qualities, Harappan painted
pottery, wheel-turned and kiln-fired, rivals equivalent work produced elsewhere and is
still being produced in the area today. Although the quality of the metalwork was somewhat
lower than at Sumer, sculpture represents the Harappans' highest artistic achievement.
Some artifacts possess a vitality of expression that rivals anything produced elsewhere at
the time. Fired clay seals found at sites in the area show a deft touch in carving animals
familiar to the Harappans such as elephants, tigers, rhinoceros,
Presumably, the Indus valley peoples possessed a literature like
their contemporaries to the west. Unfortunately, none has survived, and the only
examples of Harappan writing are the pictographic symbols inscribed on the clay seals. The
script contained more than four hundred characters, but most are too stylized to be
identified by their shape, and scholars have thus far been unable to decipher them. Many
of these seals appear to have been used by merchants to keep track of their commercial
transactions, but some may also have been used as amulets or have had other religious
significance. Several depict religious figures or ritualistic scenes of sacrifice. Until
the script is deciphered, however, much about the Harappan civilization must remain, as
one historian termed it, a fascinating enigma.
The Arrival of the
Aryans
One of the great
mysteries of Harappan civilization is how it came to an end. Archaeologists
working at Mohenjo-Daro have discovered signs of first a gradual decay and then a sudden destruction
of the city and its inhabitants sometime around 1500 B.C.E. Many of the surviving
skeletons have been found in postures of running or hiding, reminiscent of the ruins of
the Roman city of Pompeii, destroyed by the eruption of Mount Vesuvius in 79 C.E.
These tantalizing signs of flight before a sudden catastrophe
have led some scholars to surmise that the city of Mohenjo-Daro (the name was applied by
archaeologists and means "city of the dead"), and perhaps Harappan civilization
as a whole, was destroyed by nomadic peoples from the north sometime around the middle of
the second millennium B.C.E. These invaders, who called themselves Aryans, were part
of an extensive group of Indo-European-speaking peoples who at that time inhabited vast
areas in what is now Siberia and the steppes of Central Asia. Whereas other
Indo-European-speaking peoples moved westward and eventually settled in Europe, the Aryan
communities moved south across the Hindu Kush into the plains of northern India, where
they replaced the Harappans and created a new society based on Aryan culture and
institutions. Although the Aryans were almost certainly not as sophisticated in a cultural
sense as the Harappans, like many nomadic peoples they excelled at the art of war. As in
Mesopotamia and the Nile valley, the contact between pastoral and agricultural
This vision of an apocalyptic clash of cultures between the
Harappan and Aryan peoples may be accurate in its broad outlines. Nevertheless, it is
doubtful that the Aryan invaders were directly responsible for the final destruction of
the city of Mohenjo-Daro. More likely, Harappan civilization had fallen on hard times,
perhaps because of climatic changes in the Indus valley, and was already in a state of
decline. Archaeologists have found clear signs of social decay, including evidence of
trash in the streets, neglect of public services, and overcrowding in urban neighborhoods.
The destruction of Mohenjo-Daro itself may have been the result of natural phenomena
such as floods, an earthquake, or a shift in the course of the Indus River. If such is the
case, the Aryans subjugated a people whose moment of greatness had already passed.
Whatever the truth of such conjectures, between 1500 and 1000
B.C.E. the Aryan peoples gradually advanced
The meeting of the two cultures, the Aryan and the Dravidian,
provided the cultural intermingling and tension that have formed the basis for Indian
society from ancient times to the present. The Aryans came to India with a strong class
system based on a ruling warrior class. They apparently held the indigenous peoples in
some contempt and assigned them to a lower position in society, providing the initial
basis for the strong hierarchy of class status that developed into the caste system.
Historians know relatively little about the origins and early
culture of the Aryans, except that they were a pastoral people who practiced some
agriculture and were originally organized on a tribal basis. They had no written language,
however, and left few physical remains in the form of settled cities or villages. Most of
what is known is based on oral traditions passed on in the Rigveda, an ancient work that
was eventually written down after the Aryans arrived in India (the Rigveda is
Whatever their origins, after they settled in India, the Aryans
gradually adapted to the geographical realities of their new homeland and abandoned the
pastoral life for agricultural pursuits. They were assisted by the introduction of iron,
which probably came from the Middle East, where it had first been introduced by the
Hittites about 1500 B.C.E. The invention of the iron plow, along with the development of
irrigation, allowed the Aryans and their indigenous subjects to clear the dense jungle
growth along the Ganges River and transform it into one of the richest agricultural
regions in all South Asia. They also developed their first writing system and were thus
able to transcribe the legends that previously had been passed down from generation to
generation by memory.
But traditions die hard. Although little is known about the life
of the Aryans in the period immediately following their arrival in India, early writings
like the Rigveda and the Mahabharata, a vast epic of early Aryan society, chronicle an era
of warring kingdoms and shifting tribal alliances. This pattern had undoubtedly
originated in Central Asia and apparently continued long after they settled in India.
While warring groups squabbled for precedence in India, powerful
new empires were rising to the west. First came Persia, with the empire of Cyrus and
Darius. Then
The Alexandrian conquest of India was only a brief interlude in the history of the subcontinent, but it played a formative role in Indian history, for on the heels of Alexander's departure came the rise of the first dynasty to control much of the region. The founder of the new state, who took the royal title Chandragupta Maurya (324-301 B.C.E.), drove out the Greek occupation forces after the departure of Alexander and solidified his control over the North Indian plain. He established the capital of his new Mauryan Empire at Pataliputra (modern Patna) in the Ganges valley. Little is known of his origins, although some sources have identified him as a certain Sandrocottus who had originally fought on the side of the invading Greek forces but then angered Alexander with his outspoken advice. Other sources say he may have been the illegitimate son of an Indian king whom he overthrew to form his own dynasty.
***************************************** Second Lecture Topic (Caste) Begins here *************************************
Caste and Class: Social Structures in Ancient
India
As the Aryan
peoples spread throughout northern India, they eventually abandoned their pastoral
pursuits and took up settled farming. Nevertheless, the conquest of India by the Aryans
was destined to have a lasting impact on Indian society, for out of that clash of
conqueror and conquered evolved a set of social institutions and class divisions that has
persisted with only minor changes down to the present day.
THE CASTE SYSTEM
At the base of the
social system that emerged from the clash of cultures was the concept of the superiority
of the invading peoples over their conquered subjects. In a sense, it became an issue of
color, because the Aryan invaders, a primarily light-skinned people, were contemptuous
of their subjects, who were dark. Light skin came to imply high status, while dark skin
suggested the opposite.
The concept of color, however, was only the physical
manifestation of a division that took place in Indian society on the basis of economic
functions. Indian classes (called varna, literally "color" and commonly known as
"castes" in English) did not simply reflect an informal division of labor.
Instead, they were a set of rigid social classifications that determined not only one's
occupation, but also one's status in society and one's hope for ultimate salvation. The
term caste is from the Portuguese word for tribe or clan. There were five major castes in
Indian society in ancient times. At the top were two castes, collectively viewed as the
aristocracy, which clearly represented the ruling elites in Aryan society prior to their
arrival in India: the priests and the warriors.
The priestly caste, known as the brahmins, was usually considered
to be at the top of the social scale. Descended from a class of seers who had advised the
ruler on religious matters in Aryan tribal society (brahmin meant "one possessed of
Brahman," a term for the supreme god in the Hindu religion), they were eventually
transformed into an official class after their religious role declined in importance. The
Greek ambassador Megasthenes described this caste as follows:
From the time of their conception in the womb they are under the
care and guardianship of learned men who go to the mother, and under the pretense of using
some incantations for the welfare of herself and her unborn child, in reality give her
prudent hints and counsels, and the women who listen to them most willingly are thought to
be the most fortunate in their offspring. After their birth the children are in the care
of one person after another, and as they advance in years their masters are men of
superior accomplishments. The philosophers reside in a grove in front of the city within a
moderate-sized enclosure. They live in a simple style and lie on pallets of straw and
[deer] skins. They abstain from animal food and sexual pleasures; and occupy their time in
listening to serious discourse and in imparting knowledge to willing ears.
The second caste was the kshatriya, or the warriors. Although
often listed below the brahmins in social status, many kshatriyas were probably descended
from the ruling warrior class in Aryan society prior to the conquest of India and thus may
have originally ranked socially above the brahmins, although they were ranked lower in
religious terms. Like the brahmins, the kshatriyas were originally identified with a
single occupationthat of fightingbut as the character of Aryan society
changed, they often switched to other forms of employment. At the same time, new
conquering families from other castes were sometimes tacitly accepted into the ranks of
the warriors.
The third-ranked caste in Indian society was the vaisya (literally,
"commoner"). The vaisyas were usually viewed in economic terms as the merchant
caste. According to Indian tradition, their primary duties were to tend cattle or to
engage in commerce. Some historians have speculated that the vaisyas were originally
guardians of the tribal herds, but that after settling in India many moved into commercial
pursuits. The Greek observer Megasthenes noted that members of this caste "alone are
permitted to hunt and keep cattle and to sell beasts of burden or to let them out on hire.
In return for clearing the land of wild beasts and birds which infest sown fields, they
receive an allowance of corn from the king. They lead a wandering life and dwell in
tents." Although this caste was ranked below the first two in social status, it
shared with them the privilege of being considered "twice-born," a term
referring to a ceremony at puberty whereby young males were initiated into adulthood and
Below the three "twice-born" castes were the sudras,
who represented the great bulk of the Indian population. The sudras were not considered
fully Aryan, and the term probably originally referred to the conquered Dravidian
population. Most sudras were peasants or artisans or worked at other forms of manual
labor. They had only limited rights in society. One early Indian source says "The
Lord has prescribed only one occupation [karma] for a sudra, namely service without malice
of even these other three classes."
At the lowest level of Indian society, and in fact not even
considered a legitimate part of the caste system
The life of the untouchables was extremely demeaning. They were
not considered human, and their very presence was considered polluting to members of the
other varna. No Indian would touch or eat food handled or prepared by an untouchable.
Untouchables lived in special ghettos and were required to tap two sticks together to
announce their presence when they traveled outside their quarters, so that others could
avoid them.
The people of ancient India did not belong to a particular caste
as individuals, but as part of a larger kin group commonly referred to as the jati, a
system of large extended families that originated in ancient India and still exists in
somewhat changed form today. The origins of the jati system are unknown. Historians once
assumed that it developed much later than the concept of varna and came into existence as
a means of facilitating the assimilation of large tribal groups into the larger Indian
society. Recent evidence, however, suggests that an early form of the segregated joint
family may have existed in Harappan society. The dig at Mohenjo-Daro indicates that the
city was rigidly divided into separate blocks based on occupation, which possibly
reflected fears of pollution. If that is the case, the idea of the large joint family may
have originally been a Dravidian concept that survived and adapted to the Aryan conquest.
Whatever the truth of the matter, the jati eventually became
Caste was thus the basic social organization into which
traditional Indian society was divided. Each jati was itself composed of hundreds if not
thousands of individual nuclear families and was governed by its own council of elders.
Membership in this ruling council was usually hereditary and was based on the wealth or
social status of particular families within the community.
In theory, each jati was assigned a particular form of economic
activity. Obviously, though, not all families in a given caste could take part in the same
vocation, and as time went on, members of a single jati commonly engaged in several
different lines of work. Sometimes an entire jati would have to move its location in order
to continue a particular form of activity. In other cases, it would adopt an entirely new
occupation in order to remain in a certain area. Such changes in habitat or occupation
introduced the possibility of movement up or down the social scale. In this way, an entire
jati could sometimes engage in upward mobility, even though it was not possible for
individuals, who were tied to their caste identity for life, to do so.
The caste system may sound highly constricting, but there were
persuasive social and economic reasons why it survived for so many centuries. In the first
place, it provided an identity for individuals in a highly hierarchical society.
Although an individual might rank lower on the social scale than members of other castes,
it was always possible to find others ranked at a lower level. Caste was also a means for
new groups, such as mountain tribal people, to achieve a recognizable place in the broader
community. Perhaps equally important, caste was a primitive form of welfare system. Each jati was obliged to provide for any of its members who were poor or destitute. Caste also
provided an element of stability in a society that, all too often, was in a state of
political anarchy.
DAILY LIFE IN
ANCIENT INDIA
Beyond these rigid social stratifications was the Indian family. Not only was
life centered around the family, but the family, not the individual, was the most basic
unit in society. The ideal was an extended family, with three generations living under the
same roof. It was essentially patriarchal, except along the Malabar coast, near the
southwestern tip of the subcontinent, where a matriarchal form of social organization
prevailed down to modern times. In the rest of India, the oldest male traditionally
possessed legal authority over the entire family unit.
The family was linked together in a religious sense by a series
of commemorative rites to ancestral members. This ritual originated in the Vedic era and
consisted of family ceremonies to honor the departed and to link the living and the dead.
The male family head was responsible for leading the ritual. At his death, his eldest
son had the duty of conducting the funeral rites.
The importance of the father and the son in family ritual
underlined the importance of males in Indian society. Male superiority was expressed in a
variety of ways. Women could not serve as priests (although, in practice, some were
accepted as seers), nor were they normally permitted to study the Vedas. In general, males
had a monopoly on education, since the primary goal of learning to read was to carry on
family rituals. In high-class families, young men, after having been initiated into the
sacred thread, began Vedic studies with a guru (teacher). Some then went on to higher
studies in one of the major cities. The goal of such an education might be either
professional or religious. Such young men were not supposed to marry until after twelve
years of study.
In general, only males could inherit property, except in a few
cases where there were no sons. According to law, a woman was always considered a minor.
Divorce was prohibited, although it sometimes took place. According to the Arthasastra,
a wife who had been deserted by her husband could seek a divorce. Polygamy was fairly rare
and apparently occurred mainly among the higher classes, but husbands were permitted to
take a second wife if the first was barren. Producing children was an important aspect of
marriage, both because they provided security for their parents in old age and because
they were a physical proof of male potency. Child marriage was common for young girls,
whether because of the desire for children or because daughters represented an economic
liability to their parents. But perhaps the most graphic symbol of women's subjection to
men was the ritual of sati (often written suttee), which required the wife to throw
herself on her dead husband's funeral pyre. The Greek visitor Megasthenes reported
"that he had heard from some persons of wives burning themselves along with their
deceased husbands and doing so gladly; and that those women who refused to burn themselves
were held in disgrace." All in all, it was undoubtedly a difficult existence.
According to the Law of Manu, women were subordinated to men, first to their father, then
to their husband, and finally to their
She should do
nothing independently
even in her own house. In childhood subject to her father,
in youth to her husband, and when her husband is dead to her sons,
she should never enjoy independence....
She should always be cheerful,
and skillful in her domestic duties, with her household vessels well cleansed,
and her hand tight on the purse-strings. . . .
In season and out of season
her lord, who wed her with sacred rites, ever gives happiness to his wife, both here and
in the other world.
Though he be uncouth and prone to pleasure,
though he have no good points at all, the virtuous wife should ever worship her lord as a
god
At the root of
female subordination to the male was the practical fact that, as in most agricultural
societies, men did most of the work in the fields. Females were viewed as having little
utility outside the home and indeed were considered an economic burden, since parents were
obliged to provide a dowry to acquire a husband for a daughter. Female children also
appeared to offer little advantage in maintaining the family unit, since they joined the
families of their husbands after the wedding ceremony.
Despite all of these indications of female subjection to the
male, there are numerous signs that in some ways, women often played an influential role
in Indian society, and the Hindu code of behavior stressed that they should be treated
with respect. Indians appeared to be fascinated by female sexuality, and tradition held
that women often used their sexual powers to achieve domination over men. The author of
the Mahabharata complained that "the fire has never too many logs, the ocean never
too many rivers, death never too many living souls, and fair-eyed woman never too many
men." Despite the legal and social constraints, women often played an important role
within the family unit, and many were admired and honored for their talents. It is
probably significant that paintings and sculpture from ancient and medieval India
frequently show women in a role equal to the men, and the tradition of the henpecked
husband is as prevalent in India as in many Western societies.